UCC-1 Forms

  • UCC1 form   with instructions, Rev. 04/20/11 (UCC Financing Statement)
        
  • UCC1Ad form  with instructions, Rev. 04/20/2011 (UCC Financing Statement Addendum)
              
  • UCC1AP form  with instructions, Rev. 08/22/11 (UCC Financing Statement Additional Party)
       

UCC-3 Forms

  • UCC3 form  with instructions, Rev. 04/20/11 (UCC Financing Statement Amendment)
            
  • UCC3Ad form  with instructions, Rev. 04/20/11 (UCC Financing Statement Amendment Addendum)
            
  • UCC3AP form  with instructions, Rev. 08/22/11 (UCC Financing Statement Amendment Additional Party)
         

UCC-5 Form

  • UCC5 form  with instructions, Rev. 07/19/12 (Information Statement)
          

UCC-11 Form

  • UCC11 form  with instructions, Rev. 07/19/12 (Information Request)


 

Instructions for UCC Financing Statements
   
(UCC-1, UCC-1AD, UCC-3, UCC-3AD, UCC-5, and UCC-11)

Failure to follow all instructions may result in the rejection of your filing!
   
1. You must type or laser print your form.
 
2. You must use the current forms made available through our website.
  
3. Individual payment must accompany each filing.  You are not able to use one check for multiple filings.
  
4. Please fill in the ANY form very carefully; mistakes may have important legal consequences. If you have questions, consult your attorney.  Filing offices cannot give legal advice.

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NOTICE: UCC documents filed with the Department of State are public records that are subject to disclosure under the Uniform Commercial Code. The Department also provides copies of UCC documents upon request and payment of the applicable fee.

New UCC forms for Revised RA9

The 2010 Amendments to Revised Article 9 (RA9) will be implemented in most states on July 1, 2013. At this time, most states will switch to the new forms. These forms will NOT be used until the legislation becomes effective and will be rejected if used before that time.

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